News & Knowledge
Articles tagged as "Marketing Compliance"
ClearBeware directors and professional advisors – personal liability can await those involved in raising capital in a non-compliant way
Knowledge
16th September 2025
A recent Federal Court case highlights the significant personal risks for individuals involved in raising capital without an AFSL and also for those involved in preparing misleading investment documents.
Marketing material for wholesale offers – the misleading and deceptive conduct laws still apply
Knowledge
12th August 2025
MARQ Trustees writes about a recent Federal Court decision involving Mayfair 101, which highlights that prohibitions against misleading and deceptive conduct can apply to marketing materials used in wholesale investment offers, and shows how those involved in producing them can be held liable.
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