News & Knowledge
Articles tagged as "Legal Compliance"
ClearSix and a half year ban for property developer for promoting property investments without an AFSL
Knowledge
20th March 2025
MARQ Trustees writes about ASIC’s ban of Kingdom Developments Group director, for offering investment in property developments without an AFSL (Australian Financial Services Licence).
ASIC focuses on property investment schemes and continues emphasis on pursuing action in the Courts
Knowledge
20th November 2024
ASIC has just released its enforcement priorities for 2025. They continue a theme of consumer credit protections, but also call-out property investment schemes and conduct which exploits superannuation savings.
The obligations of an AFS Licensee and Trustee
Knowledge
24th April 2024
As AFS licensees, we are required to meet strict financial guidelines as set out in the Corporations Act 2001.
Jurisdictional Issues
Knowledge
24th April 2024
The right to offer an investment in a fund may be restricted in certain countries.
Common questions answered
Knowledge
19th April 2024
WHAT IS AN AFSL? AFSL stands for Australian Financial Services License. It is a license issued by the Australian Securities and Investments Commission (ASIC) that allows a company to carry…
An AFSL is a legal requirement for virtually every person that raises money
Knowledge
21st December 2023
An Australian Financial Services License (AFSL) is a legal requirement for virtually every person that raises money. But considering its longevity and integral role it plays in the industry, it’s…
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