News & Knowledge
Articles tagged as "Financial Services Law"
ClearBeing “knowingly concerned” – Could you or your client be at risk?
Knowledge
23rd October 2024
A recent High Court decision could have a ripple effect across the financial services space. Professional advisers should be aware of the potential adverse consequences for them and for the directors and employees of a client company which breaches the financial services laws.
MARQ Trustees welcomes General Counsel Matthew Moses to the team
News
1st July 2024
MARQ Trustees has welcomed a new team member, Matthew Moses, as General Counsel. Matt will play a key role in streamlining legal documentation and processes for clients.
Jurisdictional Issues
Knowledge
24th April 2024
The right to offer an investment in a fund may be restricted in certain countries.
Am I carrying on a “financial services business”?
Knowledge
24th April 2024
The key to an AFSL requirement centres on the words: ‘Carrying on a financial services business’.
Common questions answered
Knowledge
19th April 2024
As a trusted professional trustee in the industry, we understand that navigating these matters can be complex and overwhelming. Welcome to our “Common Questions Answered” section, designed to provide clarity and insights into the intricate world of Australian Financial Services licenses in Australia.
OUR PARTNERS
