News & Knowledge
Articles tagged as "Financial Services Law"
ClearBeing “knowingly concerned” – Could you or your client be at risk?
Knowledge
23rd October 2024
A recent High Court decision could have a ripple effect across the financial services space. Professional advisers should be aware of the potential adverse consequences for them and for the directors and employees of a client company which breaches the financial services laws.
MARQ Trustees welcomes General Counsel Matthew Moses to the team
News
1st July 2024
MARQ Trustees has welcomed a new team member, Matthew Moses, as General Counsel. Matt will play a key role in streamlining legal documentation and processes for clients.
Jurisdictional Issues
Knowledge
24th April 2024
The right to offer an investment in a fund may be restricted in certain countries.
Am I carrying on a “financial services business”?
Knowledge
24th April 2024
The key to an AFSL requirement centres on the words: ‘Carrying on a financial services business’.
Common questions answered
Knowledge
19th April 2024
WHAT IS AN AFSL? AFSL stands for Australian Financial Services License. It is a license issued by the Australian Securities and Investments Commission (ASIC) that allows a company to carry…
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