News & Knowledge

Articles tagged as "Financial Services Law"

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Being “knowingly concerned” – Could you or your client be at risk?

A recent High Court decision could have a ripple effect across the financial services space. Professional advisers should be aware of the potential adverse consequences for them and for the directors and employees of a client company which breaches the financial services laws.

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MARQ Trustees welcomes General Counsel Matthew Moses to the team

MARQ Trustees has welcomed a new team member, Matthew Moses, as General Counsel. Matt will play a key role in streamlining legal documentation and processes for clients.

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Jurisdictional Issues

The right to offer an investment in a fund may be restricted in certain countries.

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Am I carrying on a “financial services business”?

The key to an AFSL requirement centres on the words: ‘Carrying on a financial services business’.

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Common questions answered

As a trusted professional trustee in the industry, we understand that navigating these matters can be complex and overwhelming. Welcome to our “Common Questions Answered” section, designed to provide clarity and insights into the intricate world of Australian Financial Services licenses in Australia.

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