CORPORATIONS ACT OBLIGATIONS AND COMPLIANCE OBLIGATIONS TO ASIC
MARQ, as an AFS licensee, is required to meet strict financial guidelines as set out in the Corporations Act 2001. Under the conditions of its licence, MARQ must hold adequate professional indemnity insurance, maintain a minimum level of net tangible assets, and produce regular cash flow projections to ensure the availability of sufficient financial resources to meet obligations on an ongoing basis. Additionally, there are multiple requirements and obligations as mandated by the law and ASIC policy. A key obligation is the requirement to have detailed policies, systems and procedures around:
OBLIGATIONS TO THE FUND AND INVESTORS
In exercising its powers and duties to the fund and the fund’s investors, a trustee must always act honestly and in the best interests of investors, exercise a reasonable degree of care and diligence and treat investors in the same class equally and investors in separate classes fairly. Additionally, a trustee is obligated to:
Please note that MARQ’s registry platform is hosted by Registry Direct Ltd which provides 24/7 access to your investments. By clicking this button you will be redirected to the Login page for access to the Investor Portal.
For a helpful guide on how to manage your investments, please refer to Registry Direct’s Investor Centre located here.
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